Construction Quality Assurance/Quality Control Blog

18 (Yikes!) Documents for your Construction Quality Plan Submittal

Posted by Ed Caldeira

Construction contract submittal documentsIf you want a shot at winning a government construction contract, you'll want to dive in and tackle the mound of documents you'll need for your comprehensive quality control plan.

Government quality control plans require a substantial collection of documents, records, and forms. Their purpose is to communicate what you do to assure consistent quality results on every job.

A good quality control plan will show your clients that your company can fit into their quality systems.

What documents do you need?

Most government agencies with comprehensive QA/QC requirements want specific submittals during each phase of construction. The phases include:

  • Bid Qualification Phase
  • Pre-Construction Phase
  • Construction Phase

Here is a list of most of the documents or submittals you'll need for each phase of construction.  

Bid Qualification Phase Submittal Documents - qualify your company to manage and deliver quality work

Pre-Construction Phase Submittal Documents -part of your project quality plan-- detail how you will manage and deliver quality on this project.

  • Organization Chart – identifies the management team responsible for ensuring project quality
  • Quality Personnel’s Qualifications form – lists the qualifications of your quality management team
  • Quality Personnel’s Appointment letter– gives your quality management team authority for ensuring project quality
  • Quality Training Plan – establishes your training plan for quality-related activities
  • Regulatory codes and standards form -  lists the regulatory codes and standards you comply with
  • Industry standards form – outlines the industry standards you comply with
  • Inspection and Test Plan form– describes the inspections and tests you conduct
  • Selection of key suppliers and subcontractors form – explains you supplier and subcontractor selection process
  • Material and equipment specification form – records specifications for the material and equipment you use
  • Communications plan form - records a summary of monthly project status reports

Construction Phase Submittal Documents - provide a record of how you carried out your project quality plan

  • Inspection and Test Records – records the results from your planned inspections and tests
  • Nonconformance Reporting – documents any work or materials found during inspections and tests that don’t meet (conform to) your standards
  • Daily Construction Reporting – summarizes what happened on the job site that day
  • Training Records – lists training sessions that were conducted for preventive as well as improvement purposes
  • Quality System Audits – defines the preventive actions you take because of your monthly project quality system audits and your annual company-wide quality system audit.  
  • Document Control Records – explains the controls you use to keep your quality system records up-to-date, accurate, and safe

The way you show your client that you have a good QA/QC program with good systems in place is by showing them your system documentation. In other words, you need to show them a good quality control plan.

Get started with developing your quality control plan by documenting the quality processes you do now. 

Follow that up with a plan to improve upon your existing quality systems, and you'll be ready for that government construction contract.

And, don't forget... always document your quality processes.

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About the Author - Ed Caldeira is founder of First Time Quality, LLC, specializing in submittal-ready construction QA/QC plan templates and custom quality plans as well as construction quality inspection and punchlist software.

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Tags: quality plan, quality control, quality assurance, submittals, government